8 The Guarantee Clause

The Guarantee Clause

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The Guarantee Clause of Article IV of the Constitution states that: “The United States shall guarantee to every State in this Union a Republican Form of Government, and shall protect each of them against Invasion; and on Application of the Legislature, or of the Executive (when the Legislature cannot be convened), against domestic Violence.”  With our previous readings from the history of republicanism in mind, we will turn to discuss the meaning of this “guarantee.”  To prepare, turn first to the discussion of the guarantee clause in the National Constitution Center’s online Interactive ConstitutionBe sure to read both the “Common Interpretation”, co-authored by two constitutional scholars with different general approaches to the constitution, and the “Matters of Debate,” in which those two scholars explain their disagreements about the guarantee clause.  As you’ll see, the pivotal case in the interpretation of the Guarantee Clause was Luther V. Borden.  You can find basic context for this 1841 case here.  Some brief excerpts from the court’s decision are provided below.  Luther v. Borden concluded that the application of the guarantee clause was a “political question,” meaning it should be settled by the legislative and executive branches, rather than the judicial branch.  The court here drew on the “political questions doctrine,” which has its roots in the landmark decision in Marbury v. Madison.

 

Luther v. Borden (1841)

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The fourth section of the fourth article of the Constitution of the United States provides that the United States shall guarantee to every State in the Union a republican form of government, and shall protect each of them against invasion, and on the application of the legislature or of the executive (when the legislature cannot be convened) against domestic violence.

Under this article of the Constitution, it rests with Congress to decide what government is the established one in a State. For as the United States guarantee to each State a republican government, Congress must necessarily decide what government is established in the State before it can determine whether it is republican or not. it rests with Congress to decide what government is the established one in a StateAnd when the senators and representatives of a State are admitted into the councils of the Union, the authority of the government under which they are appointed, as well as its republican character, is recognized by the proper constitutional authority. And its decision is binding on every other department of the government, and could not be questioned in a judicial tribunal. It is true that the contest in this case did not last long enough to bring the matter to this issue, and, as no senators or representatives were elected under the authority of the government of which Mr. Dorr was the head, Congress was not called upon to decide the controversy. Yet the right to decide is placed there, and not in the courts.

So, too, as relaters to the clause in the above-mentioned article of the Constitution, providing for cases of domestic violence.

It rested with Congress, too, to determine upon the means proper to be adopted to fulfil this guarantee. They might, if they had deemed it most advisable to do so, have placed it in the power of a court to decide when the contingency had happened which required the federal government to interfere. But Congress thought otherwise, and no doubt wisely, and, by the act of February 28, 1795, provided that,It rested with Congress, too, to determine upon the means proper to be adopted to fulfil this guarantee

“in case of an insurrection in any State against the government thereof, it shall be lawful for the President of the United States, on application of the legislature of such State or of the executive (when the legislature cannot be convened), to call forth such number of the militia of any other State or States, as may be applied for, as he may judge sufficient to sufficient to suppress such insurrection.”

By this act, the power of deciding whether the exigency had arisen upon which the government of the United States is bound to interfere is given to the President. He is to act upon the application of the legislature or of the executive, and consequently he must determine what body of men constitute the legislature, and who is the governor, before he can act. The fact that both parties claim the right to the government cannot alter the case, for both cannot be entitled to it. If there is an armed conflict like the one of which we are speaking, it is a case of domestic violence, and one of the parties must be in insurrection against the lawful government. And the President must, of necessity, decide which is the government and which party is unlawfully arrayed against it before he can perform the duty imposed upon him by the act of Congress.

After the President has acted and called out the militia, is a Circuit Court of the United States authorized to inquire whether his decision was right? Could the court, while the parties were actually contending in arms for the possession of the government, call witnesses before it and inquire which party represented a majority of the people? If it could, then it would become the duty of the court (provided it came to the conclusion that the President had decided incorrectly) to discharge those who were arrested or detained by the troops in the service of the United States or the government which the President was endeavouring to maintain. If the judicial power extends so far, the guarantee contained in the Constitution of the United States is a guarantee of anarchy, and not of order. Yet if this right does not reside in the courts when the conflict is raging, if the judicial power is at that time bound to follow the decision of the political, it must be equally bound when the contest is over. It cannot, when peace is restored, punish as offences and crimes the acts which it before recognized, and was bound to recognize, as lawful.

Stop and Think

What do you think the guarantee clause means when it speaks of a republican form of government?  Why should Congress decide whether a state has a republican form of government?

 

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